A thriving Financial Services business depends on a strong compliance culture

Now more than ever, financial institutions must improve their record-keeping and data management systems to ensure systemic failures don’t continue.

ASIC
Bank of New Zealand
Canada Mortgage and Housing
Delaware Life
Macquarie
Nab
ASIC
Bank of New Zealand
Canada Mortgage and Housing
Delaware Life
Macquarie
Nab

Ensure compliance across your entire data corpus

In recent years, we’ve seen some financial services companies lack the record-keeping rigour to easily produce records of how decisions support the best interests of the customer. RecordPoint helps you understand all your data, even data within licensee systems, so you can make better data-driven decisions.

Mitigate risk by making better data migration, privacy and minimization decisions

Financial Services are highly regulated, so the more you minimize risk the easier it is to avoid significant penalties and reputational damage. Once you have a continuous data inventory and categorization process in place with RecordPoint, you can make better decisions on data migration, minimization, and privacy.

Maintain Business Productivity with Manage-in-place Architecture and AI

Our unique manage-in-place architecture reduces the recordkeeping burden on end users. Combined with our AI and ML capabilities for automated classification and Personally Identifiable Information (PII) signaling, RecordPoint helps drive operational efficiencies across your financial services business.

Prudential regulations are constantly evolving

RecordPoint helps you stay on top of it all.
Our expert teams across the globe understand the challenges these regulations pose for your financial institution and are well versed in the regulatory bodies, legislative obligations, and best practice.

Australia

CPS 234 Prudential Standard
Australian Prudential Regulation Authority Regulations 2018
Banking Regulations 2016
Financial Sector (Collection of Data) Regulations 2008

United States

Sarbanes–Oxley Act of 2002
California Consumer Privacy Act of 2018 (CCPA)

Europe & United Kingdom

General Data Protection Regulation (GDPR)
Data Protection Act 2018

Bank of New Zealand adopts the RecordPoint Data Trust Platform to drive compliance

Recently adopting the RecordPoint platform BNZ has benefited from improved data classification, management, and retention capabilities across an array of systems and information platforms. This will improve the organization’s compliance and privacy posture while driving enhanced productivity and collaboration capabilities for all staff.

Find out how RecordPoint can help your financial services business improve compliance while ensuring productivity